Wednesday, 7 May 2014

Graduation and Social Protection Conference Blog: Matthew Greenslade (DFID) reflects on the conference so far…

This is the sixth in the Graduation and Social Protection blog series


This conference is big and has been well organised by IDS. There are lots of government officials in the mix from Bangladesh, Ethiopia, Uganda and Rwanda to keep things grounded in the real world.
photo of Graduation and Social Protection conference panel

The key points for me from Day 1 after presentations from Bangladesh and Rwanda and lots of good discussion are:
  • We need to think in terms of objective – in this case sustainably improving livelihoods – rather than instruments.
  • We need to get better at thinking about how sectors fit together/integrate to achieve this objective.
  • For social protection this will help us think through whether we are developing simple transfer programmes/public works, to be complemented by other programmes (probably in other sectors), or more integrated approaches in one programme (a la Bangladesh)
  • Countries should mostly stick to the simple transfer approach – hard enough to do in itself in the real world - to provide the solid base of the social protection system. There will then also be a number of alternatives that can be built ‘on top’ – for example public works (part of social protection system), intensive or non-intensive livelihoods support (will probably not be part of social protection system), skills training etc.
  • The graduation model from Bangladesh is important to learn lessons from – it is probably unlikely to be parachuted in to different country contexts intact because of cost and logistics and the fact that countries already have programmes in place (at various scales and levels of effectiveness) – but it does have something very important to say about how different programmes/sectors should fit together to sustainably improve livelihoods (and it may also be implementable in part or in whole for sub groups of the population).
  • Ultimately, increasing demand for labour, goods and services in the wider economy will be the lynch pin of long term poverty reduction – but support to the poorest from the outset is key to addressing market failures (poverty traps), breaking intergenerational poverty, leaving no one behind and supporting social stability.
  • It was useful to be reminded by Rachel Sabates-Wheeler and others of the need for solid, long term resilience to underpin sustainable graduation – although it doesn't always fit with donors' emphasis on short term results!  As was a reminder from Michael Samson to keep thinking multi-sectorally (though I know this is hard in the day to day real world!)

Matthew Greenslade is an Economic Advisor in the Social Protection Team in DFID HQ.

This blog post is part of a series. The content of this blog series reflects the opinions of each individual author, and not necessarily those of IDS, UNICEF, DFID, IRISHAID or the Government of Rwanda.

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The Graduation Approach: A Promising Pathway out of Extreme Poverty?

The fifth in the Graduation and Social Protection blog series

The Graduation into Sustainable Livelihoods Approach (Graduation Approach) tries to put extremely poor people on a journey towards sustainable livelihoods and autonomous income within an 18 to 36 months timeframe. Policymakers attending the Reaching the Poorest Global Learning Event 2014 organized last February in Paris by the CGAP-Ford Foundation Graduation Program expressed enthusiasm for introducing the Graduation Approach in their countries to reach large numbers of the poorest.

It is estimated that there are nearly 1.2 billion people living with less than US$1.25 a day. The Graduation Approach is an ambitious effort to try to address the multiple constraints of the extreme poor, originally developed by BRAC in Bangladesh. The CGAP-Ford Foundation Graduation Program has been testing the Graduation Approach with 10 pilots in eight countries since 2006.

What impact so far?

By 2012, between 75 percent and 98 percent of participants at six of the 10 CGAP-Ford Foundation Graduation Pilots met locally-determined criteria for graduation into sustainable livelihoods, including indicators of improved nutrition, increased assets, and enhanced social capital. The Program’s robust learning agenda includes 8 randomized control trial (RCT) impact evaluations, and qualitative research in all sites, on top of regular monitoring by program staff. A pooled analysis of research results will be available mid-2014. Early results so far from randomized RCTs in Bangladesh and at six of the 10 CGAP-Ford Foundation Graduation Pilots show that the Graduation approach can significantly improve the lives of the poorest. There are signs of significant and sustained positive impact for households participating in the program, especially in terms of increased income, consumption and food security. Improvements in other measures of well-being are also documented by qualitative research in particular: “hope” and/or “happiness”, and female empowerment have increased in all sites where it was measured. Early research also suggests that the cost-effectiveness of the program is high.

How does it work?

The Graduation Approach combines a mix of interventions to escape extreme poverty, ranging from safety nets and the creation of livelihoods, to access to financial services. Participants receive consumption support, access to savings services, technical skills training, a variety of assets, and regular individualized life skills coaching over a period of 18-36 months.


Purposefully targeting the extreme poor, the Graduation Approach is built on five core elements:

1)  Consumption support gives participants “breathing space” by stabilizing their consumption and easing the stress of daily survival. It can be offered through a pre-existing government safety net program, in contexts where this is available.
2)  Savings allows households to build assets, instills financial discipline, and familiarizes participants with formal financial services.
3)  Asset transfers help jump-start one or more economic activity. Livelihood support services and market infrastructure must be analyzed beforehand through a thorough market analysis in order to identify sustainable options that can absorb new entrants.
4) Technical skills training provides knowledge on managing assets, running a business, and information on where to go for assistance and services (e.g., veterinary care).
5)  Life skills coaching on a weekly basis over the 18 to 36 months of the program helps to boost participants’ self-confidence, while supporting them with business planning and money management, along with health and disease prevention services and social support.

What are the next steps?
We are excited that a number of governments – such as Peru and Colombia-- and large donors -- such as the UNHCR, and IFAD -- view the Graduation Approach as offering a significant opportunity to strengthen their strategies and programming for people living in extremely poor conditions. They are in the early stages of planning or implementing this approach on a large scale: some will serve the extreme poor through their safety net programs, whereas others will focus on specific segments such as, refugees, internally displaced persons, or food-insecure households. From their experiences over the next few years we hope to learn how the key components of the graduation approach can be integrated into existing social protection, poverty alleviation, food security or economic development programs.

For more information, please see graduation.cgap.org and Reaching the Poorest: Lessons from the Graduation Model.

Aude de Montesquiou is a Microfinance Specialist at CGAP.

This blog post is part of a series for the international conference on ‘Graduation and Social Protection’ which is co-hosted by the Government and Rwanda and the Centre for Social Protection from the UK Institute of Development Studies, with financial support from Irish Aid, the UK Department for International Development (DFID) and UNICEF. The content of this blog series reflects the opinions of each individual author, and not necessarily those of IDS, UNICEF, DFID, IRISHAID or the Government of Rwanda.

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Tuesday, 6 May 2014

Linkages and Opportunities for Agriculture and Social Protection

The forth in the Graduation and Social Protection blog series

I am looking forward to the graduation conference greatly and congratulate all those who have put together such an interesting programme. I have worked on graduation over the last few years, approaching it from a social protection perspective. Now, most of my time is spent on agriculture, I have the opportunity therefore to wear a different hat to next week’s event.

I am anticipating, however, that it doesn’t need to be too different to the hat I previously wore. Many of the issues and concerns important for those working on social protection and agriculture are shared. Both provide a safety net to some of the poorest and most vulnerable sections of society, ensuring no one is left behind. Both increase incomes and provide opportunities to transform lives. Both try to ensure people are more resilient and opportune in dealing with risk. Furthermore, many of the people supported through social protection and agriculture programmes, are the same. In Rwanda for example, 90% of households cultivate at least one plot of land. Most (if not all) of those in receipt of social protection support are engaged in agriculture to one extent or another.

If we are to achieve ‘sustainable graduation’ therefore, it is vitally important those of us working in different sectors or departments coordinate, cooperate and collaborate. This point is not new, and links are often being made. I look forward to discussing and learning from participants where this is already happening.  In Rwanda, I feel we have the opportunity to strengthen the linkages.

Working on agriculture in DFID Rwanda, there are two early opportunities to strengthen the links. Firstly, as we support Government in the implementation of the latest Strategic Plan for the Transformation of Agriculture in Rwanda (PSTA III), we will support the Ministry of Agriculture in efforts to coordinate with the Ministry of Local Government and others Ministries relevant to graduation.  Secondly, in the programme of support to the agriculture sector DFID are currently developing for the next 3 years, we will improve linkages between agriculture and other programmes we support that are ‘enablers’ of graduation. This involves linking agriculture with the Vision 2020 Umurenge Program (VUP); the Access to Finance Rwanda (which provides financial services to the poor and vulnerable) and support to climate funds that helps build climate resilience, to name only a few examples.

The conference, therefore, provides a timely opportunity to: 
  • explore why these critical linkages are important 
  • consider how we work across disciplines, government ministries and departments 
  • to discover more concretely, what can and should be done. 
This approach should help us end the conference with a tangible idea where next and the action required to get there. To this end, I would be interested to explore with delegates working in Rwanda if we can start to establish a ‘system’ for graduation that enables linkages to take place, ensuring graduation is sustained. Within this system, you could choose to graduate people sequentially, moving them from a social protection programme into an agriculture programme at an appropriate stage or, through a layered approach, where social protection and agricultural support is provided together. I look forward to discussing this and many other opportunities that I am sure will emerge over the course of the week.

Mark Davies is a livelihoods advisor for DFID Rwanda.

This blog post is part of a series. The content of this blog series reflects the opinions of each individual author, and not necessarily those of IDS, UNICEF, DFID, IRISHAID or the Government of Rwanda.

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Philanthropy and development back on the agenda

Philanthropy as a global issue won’t go away – and it is getting more interesting.  Last month delegates at the Global Partnership for Effective Development’s high level meeting in Mexico attended a special event on philanthropy. They discussed how better to connect foundations with southern governments.

However, the issues surrounding philanthropy and development need to be set in a wider context.  The global expansion of the middle class, and the development of emerging countries is a clear focus of attention as demonstrated by Future World Giving, a welcome initiative from the Charities Aid Foundation. OECD voters are likely to become increasingly resistant to aid to middle income countries with their space programmes and their growing economies. In spite of the prevalence of chronic poverty and growing inequalities in these same regions, both official development assistance and private philanthropic giving from the North is likely to increasingly focus on the low income countries. All this makes the future of philanthropy and development a more important area of study than ever.
Three years ago IDS, The Resource Alliance and the Rockefeller Foundation embarked upon an ambitious project on: “The Future of Philanthropy and International Development in the Pursuit of Human Wellbeing.” It remains one of the biggest global consultations and studies on philanthropy and development to have ever taken place. Through global dialogue meetings, specially commissioned papers and a high-level two-week summit, the Bellagio Initiative heard from a diverse group including policymakers, academics, opinion leaders, social entrepreneurs, activists, indigenous peoples and donors from over 30 countries.
The Initiative’s final report published in 2012 recommended that more inclusivity, connectedness and greater levels of transparency and accountability were needed from philanthropic organisations and development agencies if trust is to be rebuilt with communities. Failure to do so, it argued, will make it impossible to promote human wellbeing and tackle development challenges worldwide.

Every one of the Bellagio Initiative outputs including the consultation documents and the final report are available on the IDS OpenDocs website.
Bellagio Initiative website screenshot

The report also urged a reorientation of development policy to addressing threats to human wellbeing and changing the measurements of development to make them more accurate in assessing wellbeing. It also recommended that philanthropic and development organisations must accept the profoundly political nature of the development process and get involved in this aspect of current development debates. This will require listening to marginal people, utilising new resources, and rediscovering philanthropy’s advocacy role.
Jay Naidoo, South African trade unionist, government minister and activist delivered one of the most memorable quotes of the Bellagio Summit: “If we don’t understand politics as the central challenge and obstacle to delivering human wellbeing then we’re missing the plot. That is the big issue that confronts us.”

The methodology which was chosen for the Bellagio Initiative was ambitious, perhaps too ambitious and it brought together a dizzyingly broad range of participants. The different “thought worlds” of business and foundations, activists and development academics made for an uneasy mix and problems in “translation” between the approaches and priorities of the participants. Despite the challenges it produced some amazing resources that should be compulsory reading, not just for those interested in the role of philanthropy in development cooperation, but for everyone focused on the broader global development challenges of a post-2015 world.
Bellagio Initiative outputs on IDS OpenDocs

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Livelihoods, Social Protection and Graduation, Perspectives from the Chars Livelihoods Programme

The third in the Graduation and Social Protection blog series

‘Graduation’ is a hot topic at the moment, not just within the Chars Livelihoods Programme (CLP), but in the development world generally. It is particularly in focus for social protection and livelihoods programmes; those programmes that aim to help participants ‘graduate’ out of extreme poverty.

There are, of course, many tensions between the ideas of livelihoods, social protection, graduation, poverty, not least of which is “how are these things defined?” Does a livelihoods programme like CLP ‘do’ social protection? Or vice versa? Are they fundamentally different things? Does graduation mean something different to them, and if it does, should it? And is the graduation door one-way?

CLP has been engaging with these issues for several years now, defining and refining what we mean by poverty, what we mean by graduation, and how we’re going to measure it. Initially, the discussion began as a way of measuring how the programme was doing, before moving on and taking a more participant-centric focus. Although it’s still a work in progress (and I would argue that it must remain a work in progress, given the shifting and context-dependent nature of the beast!), some answers to these questions are starting to emerge from the discussion.

For CLP, poverty is a complex and multi-dimensional concept. It is set within a context that includes many important aspects (institutions, relationships, laws, cultures) that the programme has either no (or very little) control or influence over. Therefore acknowledging this complexity and being clear about the results that the programme CAN deliver are critical. 

CLP, in common with other programmes in Bangladesh, has therefore defined its graduation criteria using 10 indicators that cover major aspects of the vulnerabilities, risks and weaknesses that it intends to address. These indicators have been a work in progress since at least 2008, and go far beyond simple measures of income or expenditure, embracing empowerment and environmental factors as well.

For CLP, graduation is a one-way door. We see graduation as being a line in the sand that reflects the outputs and short- (and maybe some medium-term) outcomes that the programme has worked with participants to achieve. For us, graduation is about where people’s journey has got to once their CLP assistance comes to an end. 

This does not, however, mean that we pretend all these people are permanently out of extreme poverty. People obviously suffer shocks and stressors that push them back below our graduation line in the sand, as shown in our recent research on asset values, and why some households do better than others. 

Thus we track a sample of participants long term, with some indicators that, although not part of the graduation criteria, show modifications in knowledge, aptitudes and practices, and how these change over time. From that perspective, CLP acknowledges the importance of both graduation AND sustainable improvements in livelihoods. These are two related but different aspects. So we can see that, for example, people’s participation in groups and meetings steadily declines over time (meaning fewer and fewer people would ‘graduate’ on that criteria), but that maintaining ash or soap close to latrines or water points stays consistently high back through the cohorts.

It may well be that the ‘attending groups or meetings’ indicator is not a particularly good one for looking at the sustainability of changes or programme impact. It is entirely possible that people make the rational and positive decision that they do not need to continue with such formal groups or meetings. Its importance as an indicator could easily decline once people felt themselves to be empowered or less vulnerable in other areas of their life, such as income, asset values or vulnerability to disaster. Nevertheless, it was selected as an indicator of graduation (i.e. short- or medium-term outcomes) because of its perceived importance in terms of social inclusion and empowerment, highlighting the difference between graduation and sustainability or resilience.

The CLP, despite being an avowedly livelihoods-oriented programme, nevertheless acknowledges that it does do social protection as well, at least in some ways. For example, an average of around 6% of our participants are either living with a disability or include in the household someone with a disability or long-term, chronic illness. These people have often faced greater struggles than non-disabled people, suffering greater depths of poverty, exclusion and intolerance. Nevertheless, we find them participating actively, and, in some cases, achieving better results than their non-disabled contemporaries. One lady I visited recently had been selected as a demonstration participant under CLP’s milk marketing project, despite her physical disability.  She was doing such an excellent job of looking after her cattle that it was delivering four or five times more milk than the control group.

But will all members of a social protection programme be able to graduate? Clearly, the answer is no, just as all members of a graduation-focused livelihoods programme will not graduate.

What can be done for those participants that do not graduate, or that fall back into poverty? For CLP, the programmatic answer is simple – we are not set up to provide additional assistance, or provide assistance more than once. This is a point that will have to be picked up by the policy makers and funders.

Nevertheless, we shouldn't imagine that falling back into poverty is a one-way street either. Our recent research into asset values interviewed Shahida, whose livelihood took a massive hit when the land that she had invested in was eroded. Although she was then in the low-asset category, nevertheless with her savings she had managed to invest in a fishing net and a share cattle. She was applying the skills that she learnt during the CLP’s assistance to rebuild her assets through looking after the cattle properly, showing that, even if her immediate circumstances had changed, at least she had reserves of knowledge and resilience to draw upon.

Hopefully in time she and her family will succeed in re-establishing their livelihood and maybe even ‘re-graduate’ – another concept to add to the overall graduation debate?

Mat Pritchard was recently appointed by Maxwell Stamp as the Team Leader for the Chars Livelihoods Programme.

Image credit: Boat in the chars/Source: CLP

This blog post is part of a series for the international conference on ‘Graduation and Social Protection’ which is co-hosted by the Government and Rwanda and the Centre for Social Protection from the UK Institute of Development Studies, with financial support from Irish Aid, the UK Department for International Development (DFID) and UNICEF. The content of this blog series reflects the opinions of each individual author, and not necessarily those of IDS, UNICEF, DFID, IRISHAID or the Government of Rwanda.

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Follow the activity of the Graduation and Social Protection Conference on Twitter @Graduation_Conf #SocialProtectionGraduation